RCG | PRIVACY POLICY
RCG is committed to protecting your privacy and maintaining the security of your personal information. This Privacy Policy explains the manner in which RCG collects, utilizes and maintains nonpublic personal information about its investors (“Investors”), as required under Federal Law enacted in 2000. “RCG” collectively refers to RCG Capital Partners, LLC, RCG Capital Advisors, LLC and each investment program, partnership, limited liability company or fund (collectively, “Fund”) for which RCG Capital Partners, LLC and RCG Capital Advisors, LLC, respectively, serve as managing member, general partner, trading member and/or investment manager, including RCG Levered Absolute Return Fund, LLC, RCG Absolute Return Fund LLC and RCG Absolute Return Fund, Limited. As noted above, this Privacy Policy only applies to products and services provided by RCG to individuals (including regarding investments in the Fund) and which are used for personal, family, or household purposes (not business purposes).
| Collection of Investor Information |
| RCG collects personal information about its Investors from the following sources: |
| 1. |
Subscription forms, investor questionnaires, account forms, and other information provided by the Investors in writing, in person, by telephone, electronically or by any other means. This information includes name, address, nationality, employment information, and financial and investment qualifications; |
| 2. |
Transactions within each Fund, including account balances, investments, withdrawals/redemptions and fees; or |
| 3. |
Other interactions with RCG (for example, discussions with our staff). |
| Disclosure of Nonpublic Personal Information |
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RCG may share nonpublic personal information about its Investors or potential Investors with affiliates as permitted by law. RCG does not disclose nonpublic personal information about its Investors or potential Investors to nonaffiliated third parties, except as permitted by law (for example, to service providers who provide services to the Investor, the Investor’s account or a Fund).
RCG may share nonpublic personal information, without an Investor’s consent, with affiliated and nonaffiliated parties in the following situations, among others:
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| 1. |
To respond to a subpoena or court order, judicial process or regulatory inquiry; |
| 2. |
In connection with a proposed or actual sale, merger, or transfer of all or a portion of its business; |
| 3. |
To protect or defend against fraud, unauthorized transactions (such as money laundering), law suits, claims or other liabilities; |
| 4. |
To service providers of RCG in connection with the administration and operations of the Fund and other RCG-affiliated products and services, which may include brokers, attorneys, accountants, auditors, administrators or other professionals; |
| 5. |
To assist RCG in offering RCG-affiliated products and services to its Investors; and |
| 6. |
To process or complete transactions requested by an Investor. |
Former Customers and Investors
The same Privacy Policy applies to former Investors.
Protection of Investor Information
RCG maintains physical, electronic and procedural safeguards that comply with federal standards to protect customer information. RCG restricts access to the personal and account information of Investors to those employees who need to know that information in the course of their job responsibilities.
Further Information
RCG reserves the right to change this privacy policy at any time. The examples contained within this policy are illustrations and are not intended to be exclusive. This policy complies with recently enacted federal law regarding privacy. You may have additional rights under other foreign or domestic laws that may apply to you.
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